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Carlton Brown

PFS Investments Inc.

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About Carlton Brown

Carlton Brown is a financial professional with over 10 years of experience in the financial services industry. Carlton is currently registered with PFS Investments Inc., a firm with a strong reputation in the financial services industry. Carlton has a broad range of experience, having held positions at other firms such as CITIGROUP GLOBAL MARKETS INC. and CITICORP INVESTMENT SERVICES. This experience gives Carlton a wide understanding of various financial strategies and products. Carlton has a strong educational foundation and has passed several industry exams, including the Series 63, Series 26, and Series 6 exams. Carlton is currently registered in several states, including Colorado, Florida, Georgia, Louisiana, Maryland, New Jersey, New York, Pennsylvania, Texas, and Virginia, providing services to individuals and businesses.

Firm Information

Carlton Brown is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carlton Brown’s Registration & Firm History

NY

10/17/2014 - Present

PFS Investments Inc. (VALLEY STREAM NY)

NY

05/29/2007 - 05/12/2008

CITIGROUP GLOBAL MARKETS INC. (BRONX NY)

NY

10/26/2004 - 05/29/2007

CITICORP INVESTMENT SERVICES (BRONX NY)

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Licenses & Designations

BC

Issued 10/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/05/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Carlton Brown. Review regulatory record here.
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