Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlotta? Claim Your ProfileCarlotta Griffin is a financial advisor at Morgan Stanley. Carlotta is a registered representative with a Series 7, Series 24, Series 57TO, and Series 66 license. Carlotta has been working in the financial industry since January 2014 and has extensive experience in providing financial advice and services. Carlotta has been registered with Morgan Stanley since December 2013 and previously worked at E*TRADE SECURITIES LLC. Carlotta specializes in portfolio management for businesses, individuals, and investment companies. Carlotta provides financial planning, pension consulting, educational seminars, and asset allocation advice. Carlotta is a licensed broker in over 50 states and is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/04/2020 - Present
Morgan Stanley (New York NY)
NY
07/01/2022 - 09/05/2023
E*TRADE SECURITIES LLC (New York NY)
BOTH
Issued 02/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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