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Carlota Bjork Venegas

Clifford Swan Investment Counselors

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About Carlota Bjork Venegas

Carlota Bjork Venegas is an investment advisor representative with Clifford Swan Investment Counselors in PASADENA, CA. Carlota has been in the industry since 2004 and has experience with Ameriprise Financial Services, LLC, LPL Financial Corporation, and IDS Life Insurance Company. Carlota is licensed in California and holds Series 7, Series 66, and SIE licenses. Carlota specializes in providing financial planning, publication of periodicals, and selection of other advisers for individuals, businesses, and investment companies.

Firm Information

Carlota Venegas is currently registered with Clifford Swan Investment Counselors. Clifford Swan Investment Counselors is an investment advisor based in Pasadena, CA. The firm has 14 employees and manages approximately $3.85 billion in assets for 2,531 clients, including high-net-worth individuals, charitable organizations, and corporations. They offer a variety of services, including financial planning, portfolio management for individuals and businesses, and publication of periodicals.
Clifford Swan Investment Counselors

177 E. COLORADO BLVD

PASADENA, CA 91105-1965

$3.85B

Assets Under Management

1

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carlota Venegas’s Registration & Firm History

CA

05/08/2020 - Present

Clifford Swan Investment Counselors (PASADENA CA)

CA

04/17/2014 - 02/20/2020

AMERIPRISE FINANCIAL SERVICES, LLC (Glendale CA)

CA

02/25/2008 - 05/01/2008

LPL FINANCIAL CORPORATION (SOUTH PASADENA CA)

CA

05/20/2004 - 03/03/2008

AMERIPRISE FINANCIAL SERVICES, INC. (GLENDALE CA)

MN

05/20/2004 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 04/30/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Carlota Bjork Venegas.
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