Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlose? Claim Your ProfileCarlose Demetrius Estes is a financial advisor with over 10 years of experience in the industry. Carlose is currently registered with Cetera Advisors LLC and has previously worked with PRUCO Securities, LLC. and Allstate Financial Services, LLC. Carlose is licensed to sell securities in Georgia, Kansas, Missouri, Ohio, and Texas. Carlose holds Series 6, Series 63 and SIE licenses. Carlose specializes in investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
03/20/2014 - Present
Cetera Advisors LLC (Uniontown OH)
KS
05/07/2010 - 01/07/2014
PRUCO SECURITIES, LLC. (OVERLAND PARK KS)
MO
04/01/2009 - 09/30/2009
ALLSTATE FINANCIAL SERVICES, LLC (PARKVILLE MO)
BC
Issued 04/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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