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Carlos Waldyr chagas Araujo

FHN Financial Securities Corp.

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About Carlos Waldyr chagas Araujo

Carlos Waldyr chagas Araujo is a financial professional with over 18 years of experience in the industry. Carlos has held various roles at prominent firms such as Raymond James & Associates, Inc., SunTrust Capital Markets, Inc., and Calyon Securities (USA) Inc., gaining valuable experience in the field. Currently, Carlos is associated with FHN Financial Securities Corp., bringing his expertise to provide comprehensive financial guidance to clients.

Firm Information

Carlos Araujo is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Araujo’s Registration & Firm History

NY

04/21/2008 - Present

FHN Financial Securities Corp. (NEW YORK NY)

NY

04/25/2007 - 04/21/2008

CALYON SECURITIES (USA) INC (NEW YORK NY)

TN

12/06/2006 - 04/16/2007

RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)

TN

02/22/2005 - 11/09/2006

SUNTRUST CAPITAL MARKETS, INC. (MEMPHIS TN)

TN

11/01/2006 - 11/03/2006

RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)

TN

10/15/2004 - 02/22/2005

NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)

TN

12/03/2003 - 07/13/2004

NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 09/15/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos Waldyr chagas Araujo.
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