Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Lazalde is a financial professional with over 10 years of experience in the industry. Carlos is currently registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since 2014. Prior to joining Stifel, Nicolaus & Company, Inc., Carlos worked at E.J. DE LA ROSA & CO., INC. Carlos holds the Series 63, Series 50, Series 52, and SIE licenses. Carlos's areas of expertise include: Investment advisory services, Financial planning, Pension consulting, Educational seminars, Selection of other advisors, Portfolio management for businesses, and Portfolio management for individuals. Carlos is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/01/2014 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
04/18/2012 - 04/23/2014
E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)
BC
Issued 11/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 04/17/2012
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure Carlos Lazalde is the right advisor for you? Invested Better is here to help.
