Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Vasquez is a Registered Investment Advisor (IA) and a Registered Representative (BC) with State Farm Investment Management Corp. Carlos has been in the industry since June 20, 2013, and has a branch office located in Clovis, California. Carlos has successfully passed the Series 63 and Series 65 exams, as well as the Securities Industry Essentials (SIE) and Series 6 exams. Carlos is currently registered to provide investment advisory services in Arizona and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
02/12/2020 - Present
State Farm Investment Management Corp. (Clovis CA)
IA
Issued 02/03/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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