Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Valdes is a financial professional registered with PFS Investments Inc. Carlos has been in the financial services industry since 2014. Carlos has passed the Series 6, Series 63, and SIE exams, and has been registered with the state of Arizona since 2023. Carlos specializes in providing investment advice to individuals. Carlos is based in Peoria, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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AZ
09/27/2023 - Present
PFS Investments Inc. (PEORIA AZ)
AZ
02/07/2017 - 12/31/2022
PFS INVESTMENTS INC. (PEORIA AZ)
AZ
08/09/2014 - 12/31/2016
PFS INVESTMENTS INC. (AVONDALE AZ)
BC
Issued 05/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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