Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Tijerina is a financial advisor with Frost Investment Services. Carlos has over 12 years of experience in the financial services industry. Carlos holds the Series 6, 7, 63, and 66 licenses. Carlos specializes in providing financial planning services, and managing portfolios for businesses and individuals. Carlos has been registered with Frost Investment Services since 2024. Prior to that, Carlos was registered with PNC Investments, Frost Brokerage Services, BBVA Securities, Wells Fargo Clearing Services, and J.P. Morgan Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
08/27/2024 - Present
Frost Investment Services (SAN ANTONIO TX)
TX
04/06/2022 - 08/28/2024
PNC INVESTMENTS (HOUSTON TX)
TX
07/30/2021 - 03/24/2022
FROST BROKERAGE SERVICES, INC. (HOUSTON TX)
TX
11/07/2019 - 07/23/2021
BBVA SECURITIES INC. (HOUSTON TX)
TX
07/13/2017 - 10/21/2019
WELLS FARGO CLEARING SERVICES, LLC (MCALLEN TX)
TX
10/01/2012 - 07/19/2016
J.P. MORGAN SECURITIES LLC (EDINBURG TX)
TX
11/05/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (EDINBURG TX)
BOTH
Issued 08/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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