Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Torres Negron is a registered representative with LPL Financial LLC. Carlos has been working in the financial industry since 2013. Carlos has held previous positions with CUNA Brokerage Services, Inc., BancWest Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BBVA Securities Inc., Capital One Investing, LLC and AXA Advisors, LLC. Carlos is licensed to offer securities and investment advice in Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PR
05/18/2022 - Present
LPL Financial LLC (GUAYNABO PR)
PR
05/01/2019 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Guaynabo PR)
CO
05/04/2018 - 04/10/2019
BANCWEST INVESTMENT SERVICES, INC. (ARVADA CO)
CO
08/17/2017 - 04/23/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOULDER CO)
CO
06/26/2017 - 06/29/2017
BBVA SECURITIES INC. (DENVER CO)
VA
08/28/2015 - 05/08/2017
CAPITAL ONE INVESTING, LLC (MCLEAN VA)
MD
02/17/2015 - 06/16/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHEATON MD)
PR
05/14/2013 - 02/02/2015
AXA ADVISORS, LLC (HATO REY PR)
BOTH
Issued 08/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/13/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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