Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Sandoval is a financial advisor based in Houston, Texas. Carlos has been in the financial services industry since May 2017. He is registered with the state of Texas and is also registered in Georgia and Virginia. Carlos holds Series 6, 26, and 63 securities licenses and is a registered representative of PFS Investments Inc. Carlos specializes in portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
05/31/2017 - Present
PFS Investments Inc. (HOUSTON TX)
BC
Issued 06/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carlos Sandoval is the right advisor for you? Invested Better is here to help.
