Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Sanchez azcarate is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Carlos has been in the financial services industry since 2019. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Carlos worked at CITI PRIVATE ADVISORY, LLC and CITIGROUP GLOBAL MARKETS INC.. Carlos holds the Series 7TO, SIE and Series 66 licenses. Carlos is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 14 states including California, Colorado, Delaware, Florida, Georgia, Nevada, New Jersey, New York, South Dakota, Texas, Utah and Wyoming. Carlos provides services including performance measurement reports, allocation modeling, IPS, research reports and services, educational seminars, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/29/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
03/28/2019 - 05/26/2023
CITI PRIVATE ADVISORY, LLC (Miami FL)
FL
03/28/2019 - 05/26/2023
CITIGROUP GLOBAL MARKETS INC. (Miami FL)
BOTH
Issued 05/09/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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