Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Rivas is a financial advisor with Cetera Investment Advisers LLC, and has been in the industry for over 20 years. Carlos is registered with FINRA and the state of Missouri as an Investment Advisor Representative. Carlos has a broad range of experience working with individual and institutional clients, including high-net-worth individuals, corporations, and pension plans. Carlos also offers financial planning services and can provide advice on various investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
01/21/2014 - Present
Cetera Investment Advisers LLC (CREVE COEUR MO)
MO
01/04/2012 - 02/12/2013
PNC INVESTMENTS (O'FALLON MO)
MO
09/12/2008 - 12/02/2011
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
07/09/2007 - 04/14/2008
ONEAMERICA SECURITIES, INC. (ST LOUIS MO)
MO
08/01/2005 - 06/19/2006
NATCITY INVESTMENTS, INC. (ST. LOUIS MO)
MO
10/03/2003 - 05/20/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IN
07/01/2003 - 10/10/2003
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
NY
12/12/2002 - 07/15/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MA
08/10/2001 - 10/07/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/10/2001 - 10/07/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 02/18/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carlos Rivas is the right advisor for you? Invested Better is here to help.
