Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Ricardo Lopez is a financial professional with over 20 years of experience in the financial services industry. He is currently registered with Geneos Wealth Management, Inc. in Addison, TX. Carlos has a broad range of experience, having worked with firms such as HORNOR, TOWNSEND & KENT, LLC, LINCOLN FINANCIAL DISTRIBUTORS, INC., OHIO NATIONAL EQUITIES, INC., GWFS EQUITIES, INC., NEXT FINANCIAL GROUP, INC., CAPITAL BROKERAGE CORPORATION, and AETNA INVESTMENT SERVICES, LLC. Carlos has earned several professional designations and holds Series 6, 7, 24, 26, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/30/2020 - Present
Geneos Wealth Management, Inc. (Addison TX)
TX
09/28/2017 - 11/02/2020
HORNOR, TOWNSEND & KENT, LLC (ADDISON TX)
PA
06/10/2014 - 04/17/2017
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
OH
09/24/2010 - 06/19/2012
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
TX
07/08/2004 - 01/21/2010
GWFS EQUITIES, INC. (DALLAS TX)
TX
01/09/2004 - 03/26/2004
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
VA
08/12/2003 - 01/05/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CT
08/10/1994 - 03/22/2002
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
BOTH
Issued 03/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/27/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carlos Lopez is the right advisor for you? Invested Better is here to help.
