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Carlos Ricardo Fuenmayor

Banctrust Securities USA

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About Carlos Ricardo Fuenmayor

Carlos Ricardo Fuenmayor is a financial professional with over 10 years of experience in the securities industry. Carlos is currently registered with Banctrust Securities USA and has previously held positions at Marco Polo Securities Inc., Weild & Co., Dakota Securities International, Inc., LATAM Investments, LLC, CITICORP Financial Services Corporation, The Partners Financial Group, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and MONY Securities Corporation. Carlos has a strong background in investment banking, securities trading, and financial advisory services. He holds the Series 7, 79, 24, and 66 licenses as well as the SIE designation.

Firm Information

Carlos Fuenmayor is currently registered with Banctrust Securities USA. Banctrust Securities USA is a Limited Liability Company formed in New York on March 9, 2016. The firm is registered with the SEC and the state of New York.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Fuenmayor’s Registration & Firm History

NY

03/08/2022 - Present

Banctrust Securities USA (NEW YORK NY)

NY

01/06/2021 - 02/28/2022

MARCO POLO SECURITIES INC. (New York NY)

CO

11/01/2018 - 05/22/2019

WEILD & CO. (BOULDER CO)

FL

02/04/2015 - 10/31/2016

DAKOTA SECURITIES INTERNATIONAL, INC. (MIAMI FL)

FL

03/19/2007 - 11/01/2007

LATAM INVESTMENTS, LLC (MIAMI FL)

PR

04/22/2003 - 10/21/2003

CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)

FL

01/25/2002 - 04/28/2003

THE PARTNERS FINANCIAL GROUP, INC. (MIAMI FL)

NY

11/29/2000 - 12/12/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/23/2000 - 09/11/2000

MONY SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/26/2020

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 08/18/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/26/2015

Series 24 - General Securities Principal Examination

BC

Issued 08/25/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/31/2016

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Carlos Ricardo Fuenmayor. Review regulatory record here.
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