Unclaimed
Carlos Ricardo Fuenmayor is a financial professional with over 10 years of experience in the securities industry. Carlos is currently registered with Banctrust Securities USA and has previously held positions at Marco Polo Securities Inc., Weild & Co., Dakota Securities International, Inc., LATAM Investments, LLC, CITICORP Financial Services Corporation, The Partners Financial Group, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and MONY Securities Corporation. Carlos has a strong background in investment banking, securities trading, and financial advisory services. He holds the Series 7, 79, 24, and 66 licenses as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/08/2022 - Present
Banctrust Securities USA (NEW YORK NY)
NY
01/06/2021 - 02/28/2022
MARCO POLO SECURITIES INC. (New York NY)
CO
11/01/2018 - 05/22/2019
WEILD & CO. (BOULDER CO)
FL
02/04/2015 - 10/31/2016
DAKOTA SECURITIES INTERNATIONAL, INC. (MIAMI FL)
FL
03/19/2007 - 11/01/2007
LATAM INVESTMENTS, LLC (MIAMI FL)
PR
04/22/2003 - 10/21/2003
CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)
FL
01/25/2002 - 04/28/2003
THE PARTNERS FINANCIAL GROUP, INC. (MIAMI FL)
NY
11/29/2000 - 12/12/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/23/2000 - 09/11/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 12/26/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 08/25/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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