Unclaimed
Carlos Ramon Garces royero is a licensed securities professional with experience in the financial services industry. Carlos is registered with PFS Investments Inc. and is licensed to provide investment advice and sell securities in the state of Florida and North Carolina. Carlos has passed the Series 63, Series 6TO, and the SIE exams, demonstrating his commitment to professional development and knowledge of the financial markets. Carlos's expertise in the investment industry is centered on providing individual investors with comprehensive financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
07/01/2021 - Present
PFS Investments Inc. (MIAMI LAKES FL)
BC
Issued 08/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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