Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Yearwood is a registered representative with Kingswood Capital Partners, LLC. Carlos has been in the securities industry since 2005. Carlos is Series 7, Series 63, Series 99TO and Series 79TO licensed. Carlos is registered in Georgia and New York. Carlos was previously registered with EF HUTTON LLC, SAN BLAS SECURITIES LLC, ESSEX SECURITIES LLC, IFS SECURITIES and DELTA EQUITY SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
05/25/2022 - Present
Kingswood Capital Partners, LLC (Stockbridge GA)
NY
05/25/2022 - 05/13/2024
EF HUTTON LLC (NEW YORK NY)
GA
09/04/2019 - 05/17/2022
SAN BLAS SECURITIES LLC (ATLANTA GA)
GA
03/16/2020 - 12/22/2020
ESSEX SECURITIES LLC (Atlanta GA)
GA
01/04/2020 - 01/30/2020
IFS SECURITIES (ATLANTA GA)
GA
01/25/2007 - 11/22/2019
IFS SECURITIES (ATLANTA GA)
GA
07/21/2005 - 12/18/2006
DELTA EQUITY SERVICES CORPORATION (ATLANTA GA)
CA
05/13/2005 - 07/05/2005
VANGUARD CAPITAL (DEL MAR CA)
BC
Issued 06/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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