Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Perez is a financial advisor with over 10 years of experience in the financial services industry. He is currently registered with J.P. Morgan Securities LLC in Houston, Texas. Previously, Carlos has worked with a number of other financial institutions, including Frost Brokerage Services, Comerica Securities, RBC Capital Markets, and Merrill Lynch. He has a strong background in providing financial advice to individuals, businesses, and institutions. Carlos is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/05/2022 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
TX
07/22/2019 - 10/31/2022
FROST BROKERAGE SERVICES, INC. (BELLAIRE TX)
TX
06/14/2017 - 07/23/2019
COMERICA SECURITIES (HOUSTON TX)
TX
03/07/2016 - 04/25/2017
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
TX
04/19/2013 - 03/08/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
10/09/2012 - 05/02/2013
MORGAN STANLEY (HOUSTON TX)
BOTH
Issued 12/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 10/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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