Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos miguel? Claim Your ProfileCarlos miguel Galindo del rio is a financial advisor currently registered with Credit Agricole Securities (usa) Inc. and has been in the industry since July 27, 2005. Carlos miguel holds licenses for Series 7, Series 24, Series 63, and SIE exams. Carlos miguel has been with Credit Agricole Securities (usa) Inc. since September 7, 2006. Prior to that, Carlos miguel was employed at J.P. MORGAN SECURITIES INC. and DEUTSCHE BANK SECURITIES INC. Carlos miguel is registered in California, Florida, Illinois, Massachusetts, New York, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/07/2006 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
11/02/2005 - 08/03/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/23/2005 - 11/18/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 11/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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