Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Menicucci is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Carlos has been in the securities industry since December 25, 2014. Carlos has passed the Series 7, Series 63, Series 66, and SIE exams. Carlos has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Ameritrade, Inc. and CUSO Financial Services, L.P. Carlos's current registration is with Cambridge Investment Research Advisors, Inc., which is located in Prosper, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
02/04/2019 - Present
Cambridge Investment Research Advisors, Inc. (Prosper TX)
TX
10/19/2017 - 02/19/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
01/21/2017 - 10/16/2017
TD AMERITRADE, INC. (FORT WORTH TX)
TX
10/19/2015 - 05/02/2016
CUSO FINANCIAL SERVICES, L.P. (IRVING TX)
TX
04/07/2014 - 10/20/2015
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 10/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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