Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos martin? Claim Your ProfileCarlos martin Noriega defferrari is a registered representative with Mizuho Securities USA LLC. Carlos martin Noriega defferrari has been in the industry since August 11, 2014. Carlos martin Noriega defferrari is registered in 52 states and the District of Columbia. Carlos martin Noriega defferrari is also registered with FINRA. Previously, Carlos martin Noriega defferrari worked at CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/22/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/12/2014 - 10/13/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 01/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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