Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Marbot is a financial advisor in Greenville, South Carolina with over three years of experience in the financial services industry. Carlos is registered with Cary Street Partners. Carlos has a Series 7, 66, and 6TO license. Carlos specializes in helping high-net-worth individuals, corporations, and small to medium-sized businesses. Carlos's professional experience includes positions at Ameriprise Financial Services, LLC, Truist Investment Services, Inc., Morgan Stanley, The Vanguard Group, Inc., Fidelity Brokerage Services LLC, Charles Schwab & Co., Inc., E*TRADE Securities LLC, Prudential Insurance Company of America, UAB Medicine, and the U.S. Army National Guard.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Revenue sharing with certain third parties
1
2
SC
06/11/2024 - Present
Cary Street Partners (Greenville SC)
SC
06/14/2023 - 11/14/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Travelers Rest SC)
SC
09/12/2022 - 06/05/2023
TRUIST INVESTMENT SERVICES, INC. (SPARTANBURG SC)
SC
04/19/2022 - 10/06/2022
MORGAN STANLEY (Spartanburg SC)
NC
01/06/2022 - 04/21/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
SC
08/09/2021 - 11/15/2021
FIDELITY BROKERAGE SERVICES LLC (HILTON HEAD ISLAND SC)
GA
04/23/2021 - 06/22/2021
CHARLES SCHWAB & CO., INC. (Dawsonville GA)
GA
02/19/2021 - 04/23/2021
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
09/01/2020 - 02/11/2021
PRUCO SECURITIES, LLC. (ATLANTA GA)
BOTH
Issued 09/22/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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