Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Pineiro is a financial professional with over 18 years of experience in the industry. Carlos is currently a registered representative at RBC Capital Markets, LLC, where Carlos has been since 2019. Before RBC Capital Markets, LLC, Carlos was a registered representative at Goldman Sachs & Co. LLC from 2006 to 2019. Carlos has a wide range of experience in the financial services industry and holds licenses for Series 7, 50, 52, 53, 63, 79, and SIE exams. Carlos specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. Carlos's previous experience with Goldman Sachs & Co. LLC, and BANC One Capital Markets, INC. provided Carlos a strong foundation in financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
04/03/2019 - Present
RBC Capital Markets, LLC (CHICAGO IL)
NY
01/18/2006 - 04/24/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
IL
09/20/2000 - 09/24/2002
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 10/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carlos Pineiro is the right advisor for you? Invested Better is here to help.
