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Carlos Manuel Moreira

Fidelity Brokerage Services LLC

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About Carlos Manuel Moreira

Carlos Manuel Moreira is a financial professional with over 20 years of experience in the industry. He has held various roles at reputable firms, including Pioneer Funds Distributor, Inc. and Putnam Mutual Funds Corp., gaining extensive knowledge in investments and client service. Currently, Carlos works as a registered representative at Fidelity Brokerage Services LLC, providing financial guidance and investment strategies to clients. Carlos is a licensed Series 4, 6, 7, 26, and 63, demonstrating his commitment to ongoing professional development and a breadth of expertise in various financial products and services. He is also registered in Massachusetts, New Hampshire, and Rhode Island.

Firm Information

Carlos Moreira is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Moreira’s Registration & Firm History

NH

12/02/2004 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

MA

12/01/1999 - 10/07/2002

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

MA

08/17/1998 - 06/25/1999

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

BC

Issued 12/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2006

Series 4 - Registered Options Principal Examination

BC

Issued 02/16/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2004

Series 7 - General Securities Representative Examination

BC

Issued 11/14/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Carlos Manuel Moreira.
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