Unclaimed
Carlos Manuel Hernandez is a financial advisor currently registered with Empower Advisory Group, LLC. Carlos has been in the industry since 2016 and is licensed to provide financial and investment advice in 52 states and the District of Columbia. Previously, Carlos worked as a financial advisor for Wells Fargo Advisors, LLC. Carlos holds the Series 6, 7, 63, and 66 securities licenses and specializes in helping clients with financial planning, individual portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
03/10/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
FL
02/26/2016 - 09/20/2022
WELLS FARGO CLEARING SERVICES, LLC (HOLLYWOOD FL)
BOTH
Issued 12/01/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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