Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Manuel Henriques is a financial advisor with over 15 years of experience in the industry. Currently, Carlos is registered with Adviceone Advisory Services, LLC and has been working with the firm since 2008. Carlos has previously worked with Securities Service Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Tower Square Securities, Inc. Carlos is a Certified Financial Planner and holds the Series 6, 7, 24, and 66 securities licenses. Carlos specializes in providing financial planning and portfolio management services to individuals and high-net-worth individuals. Carlos is also a business owner and owns and operates Waldemar Realty LLC and Adviceone Empowerment Coaching LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
01/26/2016 - Present
Adviceone Advisory Services, LLC (GLASTONBURY CT)
CT
01/07/2009 - 12/05/2019
SECURITIES SERVICE NETWORK, LLC (GLASTONBURY CT)
CT
09/06/2007 - 08/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
CA
09/21/2004 - 06/06/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 10/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/20/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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