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Carlos Manuel Gonzalez

Robinhood Financial, LLC

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About Carlos Manuel Gonzalez

Carlos Manuel Gonzalez is a registered representative with Robinhood Financial, LLC. He is licensed to sell securities in 53 states and jurisdictions. Carlos has been in the securities industry since 2020 and has passed the Series 7TO, Series 66, and Series 24 exams. Carlos was previously employed by WELLS FARGO CLEARING SERVICES, LLC in Miami, Florida.

Firm Information

Carlos Gonzalez is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Gonzalez’s Registration & Firm History

FL

04/11/2022 - Present

Robinhood Financial, LLC (Lake Mary FL)

FL

09/29/2021 - 04/01/2022

WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)

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Licenses & Designations

BOTH

Issued 10/22/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/27/2023

Series 24 - General Securities Principal Examination

BC

Issued 09/28/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/23/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos Manuel Gonzalez.
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