Unclaimed
Carlos Manteiga bautista is a registered representative with Santander US Capital Markets LLC. Carlos has a Series 28, a Series 99TO, and a SIE exam. Carlos's previous experience includes working at SANTANDER INVESTMENT SECURITIES INC. Carlos has been in the industry since October 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
10/28/2019 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
BC
Issued 10/28/2019
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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