Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos m? Claim Your ProfileCarlos Cajero is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with a focus on providing financial planning and investment advice to individuals, families, and businesses. Carlos has been in the financial industry since 1993, and has a comprehensive understanding of the markets. Carlos is also a registered investment advisor, allowing him to offer a wider range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/31/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Tucson AZ)
AZ
04/13/2011 - 12/16/2022
UBS FINANCIAL SERVICES INC. (TUCSON AZ)
AZ
06/01/2009 - 04/27/2011
MORGAN STANLEY SMITH BARNEY (TUCSON AZ)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TUCSON AZ)
AZ
04/26/1993 - 04/02/2007
MORGAN STANLEY DW INC. (TUCSON AZ)
IA
Issued 10/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/07/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 04/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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