Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Benitez is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Carlos has been in the securities industry since November 2003. Carlos holds a variety of licenses including Series 3, 7, 9, 10, 31, and 66. Carlos is registered in 53 states and the District of Columbia. Carlos has a long history of experience in the securities industry, working at Merrill Lynch since 2003. Carlos also worked at Bank of America, N.A. from 2011 to 2012. The firm provides a range of investment advisory and brokerage services. Carlos is a licensed financial professional with a focus on investment planning, and portfolio management. Carlos is also a co-trustee for a local trust and is very active in the local community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/19/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOCA RATON FL)
BOTH
Issued 02/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2013
Series 3 - National Commodity Futures Examination
BC
Issued 02/24/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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