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Carlos Joshua Arteaga

Tiaa-Cref Individual & Institutional Services, LLC

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About Carlos Joshua Arteaga

Carlos Arteaga is a financial advisor at TIAA-CREF Individual & Institutional Services, LLC. Carlos is a registered representative with FINRA and a registered investment advisor with the state of Ohio. Carlos has been in the financial services industry since 2013, and has a wide range of experience in providing financial advice to individuals and families. Carlos is dedicated to helping clients achieve their financial goals, and is committed to providing personalized service.

Firm Information

Carlos Arteaga is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Carlos Arteaga’s Registration & Firm History

OH

10/21/2019 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Gahanna OH)

OH

03/11/2019 - 09/10/2019

TD AMERITRADE, INC. (DUBLIN OH)

OH

01/13/2015 - 08/08/2018

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

KY

10/15/2013 - 07/11/2014

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BOTH

Issued 08/28/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/25/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Carlos Joshua Arteaga. Review regulatory record here.
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