Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Hornbrook is an investment advisor representative with Osaic Wealth, Inc. Carlos is a licensed professional with more than 35 years of experience in the financial services industry. Carlos has been active in the industry since October 28, 1988. Carlos has worked with a variety of firms including FSC Securities Corporation, Pan-American Financial Advisers, UBS PaineWebber Inc., Morgan Keegan & Company, Inc., A. G. Edwards & Sons, Inc., Prudential Securities Incorporated, Legg Mason Wood Walker, Incorporated, G. R. Phelps & Co., Inc., SMA Equities, Inc., W. S. Griffith & Co., Inc. and Equity Services, Inc.. Carlos is a registered investment advisor in several states including Alabama, Arizona, California, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Louisiana, Maryland, Minnesota, Mississippi, New Jersey, New York, Pennsylvania, Texas, Utah, and Virginia. Carlos provides financial planning services and portfolio management for individuals and businesses. Carlos has a law firm and has experience in estate planning and representing NFL football players in contract negotiations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
11/03/2023 - Present
Osaic Wealth, Inc. (NEW ORLEANS LA)
LA
12/01/2005 - 11/03/2023
FSC SECURITIES CORPORATION (NEW ORLEANS LA)
LA
02/06/2003 - 11/30/2005
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
NJ
05/18/2001 - 02/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
TN
09/05/1997 - 05/30/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MO
01/22/1996 - 09/08/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
08/04/1994 - 01/31/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MD
04/14/1992 - 08/10/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
03/01/1990 - 10/01/1991
G. R. PHELPS & CO., INC.
MA
01/30/1989 - 09/01/1989
SMA EQUITIES, INC. (WORCESTER MA)
CT
04/19/1988 - 09/22/1988
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
VT
07/01/1987 - 04/30/1988
EQUITY SERVICES, INC. (MONTPELIER VT)
NA
01/16/1987 - 02/02/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 7/3/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/8/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/28/1992
Series 7 - General Securities Representative Examination
BC
Issued 1/15/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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