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Carlos Jose Conde

A.g.p. / Alliance Global Partners

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About Carlos Jose Conde

Carlos Conde is a financial professional with over 25 years of experience in the financial services industry. Carlos has a strong background in investment banking and portfolio management, having worked for several prominent firms including Lehman Brothers Inc., J.P. Morgan Securities Inc., and SG Cowen Securities Corporation. Currently, Carlos is an Investment Advisor Representative at A.g.p. / Alliance Global Partners. Carlos provides a range of financial services including portfolio management for individuals and businesses, financial planning, and selection of other advisors.

Firm Information

Carlos Conde is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Carlos Conde’s Registration & Firm History

NY

01/06/2020 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

10/30/2013 - 01/21/2020

DALMORE GROUP LLC (WOODMERE NY)

NY

03/09/2006 - 11/20/2013

OLYMPUS SECURITIES, LLC (NEW YORK NY)

NY

03/18/2004 - 12/05/2005

HARRIS NESBITT CORP. (NEW YORK NY)

NY

06/18/2002 - 10/14/2003

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

05/01/2001 - 10/24/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/09/2000 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

12/01/1997 - 04/10/2000

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

11/25/1987 - 03/01/1990

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/31/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/1997

Series 7 - General Securities Representative Examination

BC

Issued 11/06/1987

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Carlos Jose Conde.
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