Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Jose Bertran is a financial advisor with Ameriprise Financial Services, LLC. Carlos has been in the financial industry since 1990 and has a wide range of experience, including working with individuals, businesses, and institutions. Carlos has a variety of licenses and registrations, including Series 7, 63, and 24. Carlos also holds the SIE designation. Carlos provides a variety of services to clients, including financial planning, asset allocation, portfolio management, and educational seminars. Carlos is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
07/03/2007 - Present
Ameriprise Financial Services, LLC (LAS VEGAS NV)
MN
05/15/1997 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
10/15/1990 - 01/30/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
FL
04/09/1991 - 05/01/1991
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
NA
08/10/1990 - 09/04/1990
L.M. DREW & ASSOCIATES
NA
04/24/1990 - 08/08/1990
BLINDER, ROBINSON & CO., INC.
BC
Issued 05/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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