Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Javier Soriano is a financial advisor with Transamerica Capital, Inc. Carlos has been in the industry since 2020, and is currently registered with FINRA and the BC. Carlos holds Series 6TO, Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
03/06/2023 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
FL
03/22/2021 - 08/03/2021
EQUITABLE ADVISORS, LLC (ORLANDO FL)
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Carlos Soriano is the right advisor for you? Invested Better is here to help.
