Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Henley is a financial advisor with The Leaders Group, Inc. Carlos has been in the financial services industry since June 17, 2000 and has held previous roles with SAYBRUS EQUITY SERVICES, LLC, HARTFORD EQUITY SALES COMPANY INC., PHOENIX EQUITY PLANNING CORPORATION, and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Carlos is licensed to sell securities in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/08/2020 - Present
THE Leaders Group, Inc. (Jacksonville FL)
NY
10/12/2010 - 05/04/2020
SAYBRUS EQUITY SERVICES, LLC (DIX HILLS NY)
FL
11/30/2009 - 10/06/2010
HARTFORD EQUITY SALES COMPANY INC. (LAKE MARY FL)
PA
02/04/2009 - 11/18/2009
PHOENIX EQUITY PLANNING CORPORATION (PHILADELPHIA PA)
CT
09/15/2005 - 02/04/2009
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
WI
04/09/2003 - 09/19/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NY
05/16/2000 - 03/26/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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