Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Lopez is a financial advisor with Creative Planning. Carlos has been in the financial industry for over 30 years and holds a Series 63, Series 65 and Series 7 license. Carlos also holds a Series 9 and Series 10 license. Carlos specializes in providing financial planning, investment management, and portfolio management services to individuals, families, and businesses. Carlos is committed to helping clients achieve their financial goals. Carlos is a Certified Financial Planner™ and manages investment properties and rentals through Turtle Shell LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
07/24/2014 - Present
Creative Planning (SAMMAMISH WA)
UT
03/05/2004 - 07/07/2014
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
CA
04/01/2003 - 02/23/2004
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
RI
09/09/1993 - 11/01/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 02/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/05/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Carlos Lopez is the right advisor for you? Invested Better is here to help.
