Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Dardon is a financial advisor with over 10 years of experience in the industry. Carlos is currently registered with SPC in Salt Lake City, Utah. Carlos has previously worked at Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley. Carlos is a licensed securities professional with licenses in Utah. Carlos specializes in portfolio management for individuals and businesses and also provides financial planning and pension consulting services. Carlos is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
UT
04/23/2024 - Present
SPC (Salt Lake City UT)
UT
03/17/2023 - 04/25/2024
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
CA
09/08/2022 - 02/22/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
10/08/2021 - 08/16/2022
MORGAN STANLEY (Menlo Park CA)
CA
01/30/2014 - 06/01/2021
MORGAN STANLEY (MENLO PARK CA)
UT
10/07/2011 - 01/06/2014
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
NA
01/11/1994 - 09/27/1994
FIDELITY BROKERAGE SERVICES, INC.
BOTH
Issued 03/31/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Carlos Dardon is the right advisor for you? Invested Better is here to help.
