Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Ivan Gomez arenas is a registered representative with Scotia Capital (usa) Inc. Carlos has been in the securities industry since 2022. Carlos is licensed to sell securities in all 50 states, the District of Columbia and Puerto Rico. Carlos has passed the Series 79TO, SIE and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/30/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 09/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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