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Carlos Humberto Lara

Nylife Securities LLC

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About Carlos Humberto Lara

Carlos Lara is a registered representative with Nylife Securities LLC. Carlos has been in the securities industry since January 23, 2020. Carlos is registered with the states of California and Nevada and holds the Series 6TO, Series 63 and SIE licenses. Carlos has worked at Nylife Securities LLC since January 24, 2020.

Firm Information

Carlos Lara is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Lara’s Registration & Firm History

CA

01/24/2020 - Present

Nylife Securities LLC (GLENDALE CA)

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Licenses & Designations

BC

Issued 10/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/21/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Carlos Humberto Lara. Review regulatory record here.
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