Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Garcia is a registered representative with Fidelity Brokerage Services LLC. Carlos has been in the securities industry for over two years. Carlos is licensed to sell securities in Texas. Previously, Carlos worked at TD Ameritrade, Inc. in Southlake, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/21/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
04/10/2020 - 02/17/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
11/27/2019 - 02/19/2020
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 05/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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