Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Gallagher is a financial professional with over 5 years of experience in the industry. Carlos has held positions at AXA Advisors, LLC and Jefferies LLC. Carlos is registered with FINRA and holds Series 7, 63, 66, SIE and 87 licenses. Carlos is registered in all 50 states, District of Columbia, Puerto Rico and Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/03/2023 - Present
Jefferies LLC (MIAMI FL)
NY
12/06/2017 - 01/18/2018
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 03/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/04/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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