Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos G. Martinez is a financial advisor registered with Wells Fargo Clearing Services, LLC. Carlos has been in the industry since 1998 and has experience with a variety of financial products and services. Carlos is registered to offer securities advice and services in several states including New York, Texas, and California. Carlos has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/03/2010 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
05/29/2007 - 12/10/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/10/2000 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
MA
12/01/1998 - 01/10/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/01/1998 - 01/10/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
06/11/1998 - 11/13/1998
MADISON CAPITAL MARKETS CORP. (NEW YORK NY)
NA
03/11/1998 - 07/02/1998
WALSH MANNING SECURITIES, LLC
IA
Issued 05/31/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carlos Martinez is the right advisor for you? Invested Better is here to help.
