Unclaimed
Carlos Frederico Coutinho Maia is a registered representative with Allstate Financial Advisors, LLC. Carlos has been working in the financial industry for 10 years, starting in 2013 and is licensed in Illinois and Wisconsin. Carlos has experience with Edward Jones, Equitable Advisors, LLC, Pruco Securities, LLC and JP Morgan Securities LLC. Carlos has passed the Series 7TO, SIE and Series 66 exams. Carlos works with individuals, with a focus on insurance companies. Carlos has previously worked for New York Life Insurance Company, Carambola Gelato and Coffee Shop LLC, Frarom, Prudential Insurance Company of America and JP Morgan Chase Bank, N.A.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
IL
06/22/2023 - Present
Allstate Financial Advisors, LLC (Chicago IL)
IL
08/29/2022 - 05/12/2023
J.P. MORGAN SECURITIES LLC (LOVES PARK IL)
IL
09/23/2021 - 08/12/2022
EQUITABLE ADVISORS, LLC (DEERFIELD IL)
WI
12/15/2020 - 09/16/2021
PRUCO SECURITIES, LLC. (WAUWATOSA WI)
IL
01/13/2020 - 09/28/2020
EDWARD JONES (ROCKFORD IL)
BOTH
Issued 02/10/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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