Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Francisco Quinto is a registered representative with Capfinancial Securities, LLC. Carlos has been in the securities industry since January 7, 2008. Carlos has experience in providing investment advice and services. Carlos holds the Series 6, Series 7, and Series 63 licenses and the Securities Industry Essentials (SIE) Exam. Carlos is registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/02/2018 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
01/01/2008 - 07/20/2017
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
NC
07/26/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CARY NC)
BC
Issued 08/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/25/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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