Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Faustino Ruiz is a financial professional with over 10 years of experience in the financial services industry. Carlos is currently registered with J.p. Morgan Securities LLC in Coral Gables, Florida. Prior to joining J.p. Morgan Securities LLC, Carlos worked at Chase Investment Services Corp. in Miami, Florida. Carlos is a Series 6 and SIE licensed representative. Carlos has specialized in providing financial services to individuals, corporations and other businesses, high-net-worth individuals, insurance companies, pension and profit-sharing plans, charitable organizations, and labor unions. Carlos can provide a range of financial services including financial planning, portfolio management, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
09/27/2013 - Present
J.p. Morgan Securities LLC (CORAL GABLES FL)
FL
07/11/2012 - 08/29/2012
CHASE INVESTMENT SERVICES CORP. (MIAMI FL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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