Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Suarez is a financial advisor with over 30 years of experience in the industry. He is currently registered with Principal Securities, Inc. His previous affiliations include Hornor, Townsend & Kent, LLC, Park Avenue Securities LLC, Sagepoint Financial, Inc., New England Securities, Equity Services, Inc., Royal Alliance Associates, Inc., EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Carlos is a Certified Financial Planner and holds a Series 6, 7, 24, and 63 licenses. Carlos specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
11/05/2024 - Present
Principal Securities, Inc. (MIAMI FL)
FL
07/01/2019 - 09/03/2024
HORNOR, TOWNSEND & KENT, LLC (CORAL GABLES FL)
FL
05/06/2015 - 05/17/2019
PARK AVENUE SECURITIES LLC (MIAMI FL)
FL
04/10/2013 - 05/29/2015
SAGEPOINT FINANCIAL, INC. (MIAMI FL)
FL
12/07/2004 - 01/22/2013
NEW ENGLAND SECURITIES (MIAMI FL)
VT
04/08/1999 - 10/18/2004
EQUITY SERVICES, INC. (MONTPELIER VT)
AZ
07/21/1998 - 04/06/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
03/26/1992 - 03/13/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
03/26/1992 - 03/13/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 07/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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