Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Sosa is a financial advisor with Insigneo Securities, LLC. Carlos has been in the securities industry since 2003. Carlos has a Series 7, Series 24, and Series 66 license. Carlos is registered with the state of Florida. Carlos has previously worked at Tradewire Securities LLC, Intercam Securities, Inc., Atlas One Financial Group, LLC, and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/14/2012 - Present
Insigneo Securities, LLC (MIAMI FL)
FL
08/24/2010 - 12/13/2012
TRADEWIRE SECURITIES LLC (CORAL GABLES FL)
FL
08/31/2009 - 06/10/2010
INTERCAM SECURITIES, INC. (MIAMI FL)
FL
11/07/2007 - 10/13/2008
ATLAS ONE FINANCIAL GROUP, LLC (MIAMI FL)
FL
03/14/2003 - 11/07/2007
WACHOVIA SECURITIES, LLC (MIAMI FL)
BOTH
Issued 08/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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