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Carlos F. Blanco

BGC Financial, LP

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About Carlos F. Blanco

Carlos Blanco is a financial professional with over 18 years of experience in the industry. Currently, Carlos is registered with BGC Financial, LP, and has been with the firm since October 2004. Prior to joining BGC Financial, LP, Carlos worked at HSBC Securities (USA) Inc. Carlos holds Series 62, Series 63 and SIE licenses. Carlos is registered in 8 states, including Colorado, Connecticut, Illinois, Massachusetts, Minnesota, New Jersey, New York and North Carolina.

Firm Information

Carlos Blanco is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Blanco’s Registration & Firm History

NY

10/11/2004 - Present

BGC Financial, LP (JERICHO NY)

NY

12/04/2001 - 05/28/2002

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 03/05/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2004

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Carlos F. Blanco. Review regulatory record here.
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