Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Everardo Ward is a financial advisor registered with Osaic Wealth, Inc.. Carlos has been in the financial services industry since July 27, 1992. Carlos holds a Series 7 and Series 63 license as well as the SIE designation. He has a diverse background, having worked for several firms in the past, including SAGEPOINT FINANCIAL, INC. and First Allied Securities, Inc.. Carlos is a Certified Financial Planner and works with a variety of clients including individuals, high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
09/01/2023 - Present
Osaic Wealth, Inc. (Middletown DE)
DE
01/25/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (Middletown DE)
DE
04/20/2009 - 01/27/2017
FIRST ALLIED SECURITIES, INC. (MIDDLETOWN DE)
DE
10/31/2008 - 04/27/2009
SAGEPOINT FINANCIAL, INC. (MIDDLETOWN DE)
DE
10/01/1997 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (MIDDLETOWN DE)
NY
09/18/1995 - 10/01/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
GA
10/24/1994 - 08/02/1995
PFS INVESTMENTS INC. (DULUTH GA)
NY
03/04/1993 - 09/21/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/11/1992 - 01/01/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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